SEC: Rulemaking

Chairman looks back and ahead at his regulatory agenda

Proposed rule's regulatory language regarding testimonials

Rule clarifies proprietary trading and ownership of hedge or private equity funds

Rulemaking recommendation on new disclosure framework for variable products coming

Proposal would rename old rule, keep some elements and change others

Proposal would permit testimonials, mandate compliance reviews

Commission proposing tweaking record-keeping rule in light of advertising proposal

The SEC proposes revising a rule that governs the publication of securities' quotations

The SEC is proposing amending rule 0–5 under the Investment Company Act to establish an expedited review procedure for applications

The Commission is correcting a final rule that appeared in the Federal Register on August 22, 2019. In the document, the Commission adopted capital and ...