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SEC: Rulemaking
Savvy CCOs can use risk alerts as cheat sheet
This final rule rescinds certain guidance that the Commission issued to investment advisers about their proxy voting obligations
'The biggest challenge... is getting enough people on the same page'
The main explanation for eliminating the 2020 guidance was because commenters asked the SEC to do so
'Many of these tokens… are potentially non-compliant,' Chairman says
Gensler has faced criticism in the past for his ambitious SEC regulatory agenda from Peirce and former Commissioner and fellow Republican Elad Roisman
The SEC adopts rules to convert the filing of certain applications, confidential treatment requests, and forms from paper to electronic submission
"The Commission seeks to promote efficiency, transparency, and operational resiliency by modernizing the manner in which information is submitted to us"
Gatekeeper provisions earn industry ire
Six subset of rules touch registered and exempt advisers