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SEC: Regulators
Peirce worries enforcement action may harm very investors it's designed to protect
Ahead of proposed audit rule, staff has gone deep on audit trail
"The nature, scale, and interconnectedness of these fund sectors, though, also pose issues for financial stability"
Harvard professor urges regulators to find their voices
Here is the SEC's latest regulatory agenda
"Some commenters expressed concerns that total shareholder return would provide an incomplete picture of performance"
Second-ever risk alert rings alarms over accurate disclosures, advertising, books-and-records, due diligence and hedge clauses
Rule proposals open private funds' year of living dangerously
'I take full and sole responsibility for my conduct,' heir to shopping dynasty says
"It comes down to every single person who’s handling a transaction in an organization being able to evaluate that transaction," expert says.