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Rulemaking
The proposed regulations will place extra burdens on fund managers to comply. But there is cause for optimism, writes Gen II’s Robert Caporale.
'Perennial' problem has overseas advisers nervous
Advisers would have to track portcos' greenhouse gas emissions
'Uneven field,' Chairman says, but stops short of calling for ban of payment-for-order flow
'The erosion of fiduciary duties has magnified these risks,' Frehrichs says
'Either way,' Chairman says, 'we need to hear from you...'
'The failure to take an otherwise routine step makes sense only in the larger context of the Commission’s newfound hostility to SPAC capital formation.'
'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.
Exchanges would follow 14 principles of Exchange Act Sec. 3D
Disclosure arbitrage made industry belle of Wall Street's ball
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