Rulemaking

Investment managers can consider “the economic effects of climate change and other environmental, social, or governance factors” when making investment decisions under ERISA without risking ...

Exams focus on alt data, suspicious "wins"

Swing pricing and 'hard close' would be imposed on most funds

Commission closes book on 'say-on-pay,' imposes 14 new voting categories

'Everyone’s guessing at this point'

Acting IG finds 'a persistent challenge' in agency coordination

'Many crypto-asset activities lack basic risk controls,' report claims

'Technical error' swallowed comment on 11 SEC, nine SRO proposals, regulators say

Expert sees 'drumbeat' of new regulations for advisers

The commission’s proposals could cause fundamental shifts in standard practice and market structure, if turned into final rules.