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A decades-old appellate case, seemingly buried by the Great Recession, has come back to haunt the SEC’s quest for private fund reforms. In 2006, a ...
Case puts a ceiling on regulators' private fund ambitions, but managers may still see the compliance floor rise
This is the Department of Labor's 2024 final rule redefining a fiduciary under ERISA
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These changes would establish governance and fitness requirements with respect to market regulation functions, as well as related conflict of interest standards, requirements relating to ...
Real estate agent and businessman customer, Image taken at average residential area with multiple ownership block of flats type of buildings.
You may be tempted to note February as the month of FinCEN when it comes to new regulations potentially affecting your firm. The latest proposal ...
Couple outside their new house
This is FinCEN's proposal that would require investment advisers and private funds to report certain real estate transactions
Couple outside their new house
These reports are expected to assist the Treasury, Federal, State, and local law enforcement and national security agencies in addressing illicit finance vulnerabilities in the ...
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This is FinCEN's proposed rule to require investment advisers to file SARs
Three trade groups representing private fund managers have sued to block a pair of “arbitrary and capricious” SEC rules designed to bring more sunlight into ...

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