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Rulemaking
"Today’s actions are but one symptom of a much larger problem – the Commission taking shortcuts in order to achieve preferred outcomes .... We are ...
The CFTC amends its regs governing the types of investments that FCMs and DCOs may make with funds held for the benefit of customers engaging ...
In what may be SEC Chairman Gary Gensler's political epitaph, federal judge condemns rules 'untethered from the text, history, and structure'
Among the many things that will be impacted by the results of the upcoming presidential election will be the agenda of the SEC and other ...
This is the SEC's final rule change to N-PORT reporting rules
The CFTC's agenda includes one item, and it's directed at CPOs/CTAs
With all the new regulations emerging from Washington in recent years, you can’t blame some advisers for saying enough already
This is the Advisers Act's books and records rule
This is the amended Reg S-P rule regarding privacy notices
These are new privacy procedures dictated by the SEC's 2024 revisions to Reg S-P