Rulemaking

Proposed reforms buy time for hard-pressed sector

Lizarraga wild card in deck

Here’s a snapshot of some of the regulatory developments slated to occur this year

The SEC approved four separate, but interrelated, proposals that affect equity market structure

Investment managers can consider “the economic effects of climate change and other environmental, social, or governance factors” when making investment decisions under ERISA without risking ...

Exams focus on alt data, suspicious "wins"

Swing pricing and 'hard close' would be imposed on most funds

Commission closes book on 'say-on-pay,' imposes 14 new voting categories

'Everyone’s guessing at this point'

Acting IG finds 'a persistent challenge' in agency coordination