Home Rulemaking


Expert sees 'drumbeat' of new regulations for advisers
The commission’s proposals could cause fundamental shifts in standard practice and market structure, if turned into final rules.
Savvy CCOs can use risk alerts as cheat sheet
'The biggest challenge... is getting enough people on the same page'
Settlement shows SEC won't wait for new rules to crack down
'Many of these tokens… are potentially non-compliant,' Chairman says
Gatekeeper provisions earn industry ire
Six subset of rules touch registered and exempt advisers
Trade association worries for 'far-reaching, and potentially adverse, ramifications'
The proposed regulations will place extra burdens on fund managers to comply. But there is cause for optimism, writes Gen II’s Robert Caporale.

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