Rulemaking

This is the Department of Labor's 2023 proposed rule redefining a fiduciary under ERISA

It looks like the DOL is poised to release its new retirement security rule proposal any day now

A divided Commission voted Oct. 2 to amend portfolio thresholds and to make other proposed changes that would require CPOs/CTAs to disclose risks, conflicts, their ...

Suit asks Fifth Circuit to vacate sweeping new rules

'Current regime isn't working,' Peirce says

'Shockingly low' compliance budgets collide with regulatory demands

The CFTC adopts rules to require derivatives clearing organizations (DCOs) to establish and consult with one or more risk management committees comprised of clearing members ...

Right size, wrong shape, Republican Commissioners say

Gloom settles in on both sides

'Trend is clear,' Uyeda says