Regulators

'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.

'We prefer not to hear a "check-the-box" presentation,' Polite says

Exchanges would follow 14 principles of Exchange Act Sec. 3D

Disclosure arbitrage made industry belle of Wall Street's ball

Commission "conflates" investor protection with risk mitigation, association says.

'Every innovation... carries risk...'

Certain types of deal may not require a fairness opinion, a case likely to be made to the regulator during the ongoing consultation period.

A Connecticut accountant and her firm let a private fund adviser juice his funds’ valuations in what one judge later called “a shocking fraud,” the ...

Proposal uses present tense, not future tense, and industry is worried

Connecticut State Treasurer Shawn Wooden says European regulatory constraints around diversity data present a challenge when it comes to deploying capital in the region.