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Commission has been earthquake-proofing since Lucia decision
justice
'Egregious, long-running, and extensive fraud that went undetected for years' was 'very profitable component,' made up 25% of firm's revenues, feds claim.
SEC Chairman Gary Gensler
'The SEC has not brought one enforcement action,' consumer advocate says. 'That’s not because all firms are complying...'
SEC Chairman Gensler
'Either way,' Chairman says, 'we need to hear from you...'
Court challenge a near certainty, while some wonder whether crypto is Chairman's target
SEC Commissioner Crenshaw
Dem commissioner sees 'poor incentives,' worries about dilution, shareholder protection
'Archegos engaged in a brazen scheme to manipulate the market,' SEC claims in civil suit.
'This is a process. You should look for small steps, rather than big pivots...'
'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.
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