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Jeffrey Stevenson has run his own private equity firm, VSS Fund Management ($766M in AUM), from New York since 1982. The SEC says he put ...
VSS and Stevenson received preliminary information indicating the Fund III NAV had potentially increased significantly during the first quarter of 2015 from the 2014 NAV, ...
The SEC, along with four other federal financial regulatory agencies, has determined to extend by 30 days the comment period for a proposed rule to ...
Devlin, then a managing partner and the Chief Compliance Officer (“CCO”) of a private equity adviser (“Adviser”), arranged for an Adviser-managed fund to invest in ...
It is an oft-repeated refrain at industry conferences and in regulators’ speeches: fees and expenses of private equity fund advisers are a definite focus area ...
This matter arises from inadequate disclosures by private equity fund adviser THL regarding THL’s potential future receipt of lump sum fees from the portfolio companies ...
OCIE’s interest in performance advertising reaches into its exams of private equity fund advisers, too. For instance, you don’t want to say that you ...
A clear message went to private equity fund advisers this week: Keep your organizational docs current and be sure to inform your LPs of your ...
WCAS Management Corporation: Private equity fund adviser fined for failing to disclose a conflict...
This matter concerns an investment adviser’s disclosure failure regarding conflicts of interest between the adviser and its private equity fund clients and fund investors in ...
It seems Riordan Lewis & Haden ($707M in AUM), a Los Angeles-based private equity fund adviser, was intent on getting money from the government one ...