Private Equity

The SEC alleges that Naqvi and his firm raised money for the Abraaj Growth Markets Health Fund ("Health Fund"), collecting more than $100 million over ...

This is a recent exam letter received by an investment adviser that features private funds.

The complaint alleges that Scherr knew or should have known that Burns intended to and did sell the overvalued assets to the clients of his ...

Look at it as a friendly divorce that welcomes into the marriage a new spouse.   Most limited partnership agreements offered by private equity fund ...

In what may be the last SEC no-action letter released for some time due to the government shutdown, the Division of Investment Management last month ...

An old car product advertisement used to sell its product by stating “pay me now, or pay me later.”   This adage could apply to ...

In the absence of such disclosure, Lightyear should have either allocated the proportional share of such expenses to the co-investors or borne those costs itself. ...

The Commission’s complaint alleged that, from March 2013 to February 2014, Burns, through SLM, acquired insurance companies and thereby obtained the ability to control the ...

The OCC, Board, FDIC, SEC, and CFTC (individually, an Agency, and collectively, the Agencies) are inviting comment on a proposal to amend the regulations implementing ...

Despite the fact that some BSP employees spent a percentage of their time on tasks not related to the BSP, NBAA, acting negligently, did not ...