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"Certain aspects of the implementing regulations may have resulted in a complex and costly compliance regime that is unduly restrictive and burdensome"
The SEC has closed the books again on one of the biggest insider trading scandals of this century. Under a consent decree entered in federal ...
New federal law on foreign investments expands the Committee on Foreign Investment in the United States’ authority over “critical” technology, infrastructure and data management and ...
The future of debt markets have become a little clearer this year with the UK’s financial regulator, the Financial Conduct Authority, throwing its support behind ...
Banks would be allowed to invest in several different kinds of private funds under a massive new set of reforms being considered by Washington regulators. ...
The latest proposed revision to the Volcker rule
Private funds should pitch in their “fair share” to fix social imbalance and climate change, the chief executive of one of the world’s largest private ...
A convicted hedge fund swindler took “rebranding” to new extremes by inventing a whole new identity in order to con investors in a crypto-currency, federal ...
European anti-money laundering and know-your-client regulation is coming to the U.S., Neuberger Berman Chief Operating Officer Brien Smith said in remarks at the CFOs & ...
Partners Group is being accused of breaching a non-disclosure agreement with freight-rail operating company MidRail. New York-based MidRail claimed in a lawsuit filed in the Supreme Court ...
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