Market Structure

Our first panel will discuss how the derivatives markets are functioning for market participants, and in particular, the commercial end-users who use them every day ...

The question that must be asked is whether the amount of capital constraint prudential regulators are placing on financial institutions is properly calibrated to the ...

Turning to the work of the Equity Market Structure Advisory Committee, I am pleased to see that we are being presented with two recommendations today. ...

Where do we go from here? The SEC needs to evaluate the cumulative impact of all of these new rules on the securitization markets. ...

I would argue that the NYSE listing standards, and especially their quantitative standards, have tended to drift downward like a leaf in autumn—or, to use ...

Commissioner J. Christopher Giancarlo Releases Podcast About 6 Mega-Trends Facing 21st Century Financial Markets February 4, 2016 Washington, DC — Today, Commissioner J. Christopher Giancarlo ...

Your discussion this morning on market volatility and the events of August 24 is both important and timely. As you know, a key element ...

The Staff’s research note regarding trading on August 24, 2015 is an excellent jumping off point for this morning’s discussions.[1] The events of August ...

All across the capital markets, technology and innovation are challenging the old ways of transacting business and old ways of thinking about regulation. There ...

First, we will remain diligent in looking at various trading venues, including dark pools. Dark pools currently do not have the same disclosure obligations as ...