International

Depending on the size of the private fund marketed into the European Union, this could be the week for your firm to have to file ...

Commissioner Wetjen wants the TCE to be named a foreign board of trade.

Speaking in Tokyo, CFTC Chair Massad talks about everything from cybersecurity to global swaps regulation.

(a) Except as provided in paragraph (a)(4) or (a)(6) of this section, each commodity pool operator registered or required to be registered under the Act ...

(a) General definitions. For the purposes of this section: (1) Commodity pool operator or CPO has the same meaning as commodity pool operator defined in ...

(a) Definitions. For purposes of this section only: (1) Foreign Consolidated Subsidiary means a non-U.S. CSE in which an ultimate parent entity that is a ...

FinCEN has again extended the deadline for certain entities to have to file the annual Report of Foreign Bank and Financial Accounts (FBAR) – this ...

(a) Required considerations In determining whether to exempt foreign exchange swaps and foreign exchange forwards from the definition of the term “swap”, the Secretary of ...

(a) Restriction on futures trading Unless exempted by the Commission pursuant to subsection (c) or by subsection (e), it shall be unlawful for any person ...

The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-27 to Eurex Clearing and its U.S. clearing members with regard ...