Form CRS

This is an example of a 4-page Form CRS for a dual registrant

This example features a two-column format

“It was very difficult” to condense it down to two pages

Some firms have already published their Form CRS. Here are some examples

Confluence sales personnel are compensated based on a portion of the fees paid to Confluence for advisory services, creating a conflict in that they have ...

Our affiliate may pass along certain transactional costs associated with acting as custodian for your account, but we do have the authority to waive these ...

Marilyn Cohen has over 35 years of investment management experience. See her complete background at ...

You should understand and ask us about these conflicts because they can affect the investment advice we provide you

Our financial professionals also have the ability to receive commissions from clients

Digital advisors and broker-dealers sprung up as a way to simplify the lives of ordinary investors. Now those companies that famously disrupted the financial services ...