Form CRS

"When FMR serves as subadviser, you do not directly pay a fee to us. Instead, as compensation for our discretionary subadvisory services, we receive a ...

"WCMT principals will interview the client and gather documents from the client to allow the firm to identify the client’s ultimate financial goals"

"we offer our services in wrap fee advisory programs sponsored by unaffiliated financial advisors, broker-dealers, financial planners and banks"

"We will not implement or change your investment strategy without getting your approval"

This same FAQ reminds that the purpose of the form is disclosure and not marketing

SEC releases new Form CRS FAQs days before June 30th deadline

In a Wrap Program, we generally receive from .125% to 1.00% in annual compensation, depending on the program sponsor, type of account

Advisers and B-Ds should especially focus on rollovers and 401(k) withdrawals

Our employees are paid a fixed salary, an annual performance-based cash bonus and participation in either direct equity holdings or an equity-linked deferred compensation plan

This is an example of a 4-page Form CRS for a dual registrant