ESG

Enterprise-wide risk/opportunities require board, C-suite commitments

'Whenever you see the SEC taking action across rulemaking, exams and enforcement... it should be seen as a clear signal that this is a big ...

MFA letter comes just a month after the European Commission released a wide-ranging consultation on the future of the bloc’s Sustainable Finance Disclosure Regulation regime

EU watchdog confirms efforts are still underway and that ongoing revision to existing EU directive could provide another route to address misleading fund names.

SEC found Deutsche Bank subsidiary made materially misleading statements about its controls for incorporating ESG factors into research and investment recommendations

While the adviser trained investment professionals on the ESG Integration Policy, some in senior portfolio management positions were not aware of the ESG Integration Policy ...

"We proposed reforms that would require funds and advisers to stand by their ESG claims, and accurately communicate to investors how they are incorporating ESG ...

Nearly half of firms weigh sustainability/social policy in portfolios, industry survey finds

Private fund advisers who hope the courts or voters will rescue them from an aggressive SEC are taking a big risk, compliance experts warned in ...

'Shockingly low' compliance budgets collide with regulatory demands