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Employee Retirement Income Security Act (ERISA)

Washington, DC, aerial photograph taken from a helicopter in 1991.
If your firm sells insurance products, you could be feeling lately like you’re being hit by a one-two regulatory punch given the Labor Department’s recent ...
Family couple consultations with a lawyer or insurance agent. Law and insurance.
The DOL states its proposed definition of a fiduciary under ERISA is "generally consistent with the best interest obligations set forth in the” SEC’s 2019 ...
young woman in counselling session
This is the Department of Labor's rule proposal from 2023 that would revise ERISA's fiduciary duty definition
High Court's demand for "context-specific" reviews may open the door for more expensive litigation, expert worries
Third time through, plaintiffs still couldn't make any factual allegations, judge finds
'Inartful language' aside, private fund advocates call it a win
Be sure also by the December date to be giving ERISA clients a written statement as to why a rollover serves their best interests
A CCO peer shares the adviser's rollover form, which comes in a fill-in-the-blanks format
In a final act under the Trump Administration related to its fiduciary duty rules, the Department of Labor finalized an ERISA exemption aimed at investment ...
Pension plan fiduciaries don’t have to cast every one of their clients’ proxy votes but whatever decision they make must be made “prudently and solely ...
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