Employee Retirement Income Security Act (ERISA)

The dismissal comes just days after a group of Republican congressmen submitted an amicus brief in the case arguing the DOL rule supplanted congressional authority

'We are at a time of incredible change in this industry …. It’s going to be an interesting next few years'

These changes are retroactive to last June

The DOL tweaks its newly revised ERISA exemption 84-14 for qualified professional asset managers

This revision of the Labor Department's so called rollover exemption, PTE 2020-02, goes into effect Sept. 23, 2024 but firms will have one year after ...

The DOL maintains its new rule is 'generally consistent' with the SEC’s fiduciary duty interpretation for advisers and Reg BI for B-Ds

This is the DOL's final rule creating a new definition of an ERISA fiduciary

This document contains a notice of amendment to class prohibited transaction exemption (PTE) 2020-02, which provides relief for investment advice fiduciaries to receive certain compensation ...

This document contains a notice of amendment to Prohibited Transaction Exemption (PTE) 84-24, an ERISA exemption from certain prohibited transactions

This document contains a notice of amendments to Prohibited Transaction Exemptions (PTEs) 75-1, 77-4, 80-83, 83-1, and 86-128, which are class exemptions from certain prohibited ...