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Employee Retirement Income Security Act (ERISA)

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Do you feel lucky? When you play Blackjack, do you request a card when holding 12? Or when shooting dice, are you more likely to ...
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If your firm sells insurance products, you could be feeling lately like you’re being hit by a one-two regulatory punch given the Labor Department’s recent ...
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The DOL states its proposed definition of a fiduciary under ERISA is "generally consistent with the best interest obligations set forth in the” SEC’s 2019 ...
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This is the Department of Labor's rule proposal from 2023 that would revise ERISA's fiduciary duty definition
DOL
This is the Department of Labor's 2023 proposed rule redefining a fiduciary under ERISA
High Court's demand for "context-specific" reviews may open the door for more expensive litigation, expert worries
Third time through, plaintiffs still couldn't make any factual allegations, judge finds
'Inartful language' aside, private fund advocates call it a win
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This is the Labor Department's so called rollover exemption, PTE 2020-02
Be sure also by the December date to be giving ERISA clients a written statement as to why a rollover serves their best interests
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