Employee Retirement Income Security Act (ERISA)

Case could have important ramifications for private funds, ERISA plans, their fiduciaries, and even retail investors

Many pooled employer plans offer CITs as investment options to employers participating in the plan and their employees

The long-awaited proposal would create a new 'safe harbor' that fiduciaries could follow to reduce their legal risks

This is the Labor Department's 2026 proposal that would provide fiduciaries a 'safe harbor' when electing to put private assets within 401(k) plans and IRAs.

You have until June 1 to share your comments on this proposal with the DOL

This is a copy of the Labor Department's republishing of the so called rollover exemption, PTE 2020-02, that the DOL released in March 2026

The new final rule buries once and for all the DOL's new fiduciary duty definition following a recent federal court decision but restates ERISA Prohibited ...

The dismissal comes just days after a group of Republican congressmen submitted an amicus brief in the case arguing the DOL rule supplanted congressional authority

'We are at a time of incredible change in this industry …. It’s going to be an interesting next few years'

These changes are retroactive to last June