Department of Labor

This is the Department of Labor's 2015 proposal revising the term fiduciary duty under ERISA.

SEC Chair Mary Jo White is now prepared to discuss “in depth” her thinking with the full Commission on a uniform fiduciary standard for investment ...

A SIFMA commissioned study released March 16 challenges figures in the White House’s report on the Department of Labor’s proposed retirement regulation and questions the ...

Amid concerns about a lack of consultation among the Department of Labor and the SEC on the DOL’s reproposed fiduciary rulemaking, two Republican lawmakers are ...

This House measure would require the SEC to work with the Department of Labor on any new fiduciary duty standard.

Months may pass before you get a look at the Department of Labor’s revised proposal to redefine a fiduciary under ERISA but the battleground is ...

An easy out for many compliance staff given the duty to train firm employees on gifts and entertainment rules is to adopt the lowest regulatory ...

The SEC is 90% toward tackling its mandated Dodd-Frank rulemaking. In recent testimony before the Senate Banking Committee, Chair Mary Jo White noted that Dodd-Frank ...

Last week, the Department of Labor put out a request for industry comment on the use of so-called brokerage windows in 401(k) and other ERISA ...

The Department of Labor may wish to develop "widely accepted benchmarks or other comparison tools" to help ERISA plan sponsors select investment managers, according to ...