Cybersecurity

It is preferable to not allow employees to BYOD (bring their own devices to work), but it’s not realistic in most cases to prevent it

A tell-tale sign would be evidence that a large amount of data has disappeared or been copied to a remote source

Larger firms should find this checklist beneficial as well

E-mail claims that "late submissions may attract penalties."

Require the cloud vendor to complete a written due diligence questionnaire

The Biden Administration is urging corporate leaders to review their firms’ cybersecurity protections after another breakout of damaging ransomware attacks. “The most important takeaway from ...

Ruling spares 'a breathtaking amount of commonplace computer activity' from criminal prosecution

A peer shares the RIA's compliance manual, complete with numerous P&Ps

Some advisers may legitimately have cybersecurity concerns about listing the address of their cloud provider, fearful it could give hackers a designation where they can ...

Advisor Armor, a cybersecurity consulting firm in Scottsdale, Ariz., gives RCW permission to share its acceptable use policy for bring your own devices to work