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Congressional Activity
President Trump has sign S. 2155 into law. The bi-partisan financial reform legislation cleared Congress this week. It allows hedge and private equity fund advisers to carry a name matching ...
One year after the Supreme Court ruled unanimously that the SEC can go back only five years after filing a legal action to retrieve ill-gotten ...
DreamFunded Marketplace touted itself as “a world-class equity crowdfunding platform.” The dream died. FINRA filed a complaint against the San Francisco-based funding portal, alleging violations ...
Dan Berkovitz once served as the CFTC’s general counsel. If President Trump has his way, Berkovitz will now get to serve as a commissioner. ...
Cyber bad guys target the CFTC’s website hundreds of times a day, sometimes they even take it down (CPO/CTA Watch, March 19, 2015). “The ...
To promote economic growth, provide tailored regulatory relief, and enhance consumer protections, and for other purposes.
market leaders and regulators, we must take every step possible to thwart cyber-attacks on the world’s financial markets. The cyber threat must take priority, which ...
CFTC Chairman J. Christopher Giancarlo addresses many issues in appearance before a Senate committee
The CFTC is committed to honoring its obligations under the 2016 equivalence agreement. Yet, there are some indications that the European Commission views the UK’s ...
We are entering a new digital era in world financial markets. As we saw with the development of the Internet, we cannot put the technology ...
Advocates holler that FinTech will drive the future of financial services. But first you have to define what it is. The term “is vague ...