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If confirmed, Bowes could serve until 2025
Her focus at the SEC has included investment management and she represented investment advisers as a private practice attorney
If certain rules are followed, the loan turns into a grant
The U.S. House has passed a $1.4 trillion budget that will give SEC Chairman Jay Clayton a free hand to implement Reg BI but that ...
During my time of service, it has been a priority to transform the CFTC into a 21st Century regulator for today’s digital markets. With ...
It is critical that the CFTC continues to work positively with its overseas regulatory counterparts, not just in the UK, but in all financial centers. ...
I will be pleased that I have furthered and confirmed much of the Dodd- Frank mandate for swaps. Where I have identified flaws ...
To create an interdivisional taskforce at the Securities and Exchange Commission for senior investors.
To amend the Internal Revenue Code of 1986 to encourage retirement savings, and for other purposes.
Should the Senate approve President’s Trump’s nominee to the SEC, the Commission would return to full strength with five members. The President April 2 nominated ...
This legislation, introduced in 2019, would prohibit predispute arbitration agreements that force arbitration of future consumer financial product or service dispute.
This bill, introduced in 2019, would prohibit predispute arbitration agreements that force arbitration of future employment, consumer, antitrust, or civil rights disputes; and prohibit agreements ...
The CFTC may be temporarily closed due to the government shutdown but that isn’t stopping  President Trump from asking Congress to approve the Commission’s next ...
This is legislation that passed the House in 2018.
The Senate is being asked to confirm Heath Tarbert to be the next CFTC chairman after current Chairman J. Christopher Giancarlo’s term expires next year. ...
To require the Securities and Exchange Commission to revise the definitions of a ‘‘small business’’ and ‘‘small organization’’ for purposes of assessing the impact of ...
The Senate has confirmed President Trump’s choice to be the fifth SEC commissioner. Elad Roisman, once sworn in, would replace Republican Commissioner Michael Piwowar, who ...
With Senate confirmation Aug. 28 of two CFTC commissioner nominees, Dawn Stump and Dan Berkovitz need only to be sworn in to assume their new ...
With only days to go before the nation’s highest court rules in an IA enforcement case challenging the SEC’s use of administrative law judges, lawmakers ...
This legislation would prohibit securities fraud cases against public companies but being heard in state courts. These actions would be limited to federal courts.
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