Commodity Futures Trading Commission (CFTC)

you request relief from the requirement in Commission regulation 4.7(b)(2) for a CPO to distribute to pool participants quarterly account statements within 30 days of ...

You request on behalf of “A” and “B” (together, “C”), the commodity pool operators (the “CPOs”) of “D” (the “Pool”), which invests in investment vehicles ...

I am particularly glad that this discussion is broken up by product class so that we can get a more complete, nuanced picture of the ...

Our first panel will discuss how the derivatives markets are functioning for market participants, and in particular, the commercial end-users who use them every day ...

The question that must be asked is whether the amount of capital constraint prudential regulators are placing on financial institutions is properly calibrated to the ...

The latest evidence of cross-border regulators promising to cooperate occurs as the CFTC signs separate memoranda of understanding with three of 13 Canadian securities regulators. ...

We must also keep in mind that the swaps marketplace is changing. We now require clearing of most swaps and reporting of all swaps. We ...

The RED list complements registration information available on the National Futures Association website (https://www.nfa.futures.org). The CFTC publicizes the existence of the RED list to other ...

It’s hard to comply with the rules when the regulator’s not transparent about them. Take the idea that CCOs at swaps dealers and futures commission ...

I also welcome today’s efforts to address the CFTC’s significant resource needs. The funding language proposed by Senator Stabenow addresses the fact that we are ...