Commodity Futures Trading Commission (CFTC)

A divided CFTC Aug 4 issued its latest statement on how to apply its swaps rules across international borders in response to a court case, ...

In a year that has featured the CFTC  signing cooperation memoranda of understanding with fellow regulators (IA Watch, June 10, 2016), the Commission last month ...

These actions are part of our overall effort to address the cross-border implications of swap activity, while at the same time harmonizing derivatives regulation with ...

Unfortunately, the Commission’s uncoordinated approach to cross-border harmonization has allowed foreign regulators to respond in kind. The CFTC’s and European Union’s (EU) tortured and repeatedly ...

The Divisions have not recommended that the Commission take an enforcement action against a Non-U.S. SD (whether or not an affiliate of a U.S. person) ...

Barclays failed to implement and maintain adequate systems for reconciling invoices from exchange clearinghouses with the amounts of fees actually charged to its customers through ...

The Division understands, however, based upon the representations made in your letter, that requiring the Pool to expend its resources auditing the financial statements contained ...

You have represented that the preparation of the Pool’s financial statements satisfies these requirements with respect to the use of “C” GAAP in lieu of ...

Commodity trading advisors, pool operators, futures commission merchants and introducing brokers who work outside the U.S. and act on behalf of only “persons located outside ...

The Commodity Futures Trading Commission ("Commission") is proposing to amend Commission regulation § 3.10(c)(2) and (3). The proposed amendment would amend the conditions under which ...