Best Execution

Perhaps you're asking "what best execution committee?" So let's start there. Create a best execution committee, states J. Christopher Jackson, director and head of U.S. ...

This is 2006 Commission guidance around soft dollars, best execution and brokerage relationships.

A Member or Associate must consider the relevant facts and circumstances including, at a minimum, the following factors in discharging its obligation to use reasonable ...

This speech from 2001 outlines SEC expectations for best execution and valuation, especially for fund advisers.

This marks one of the earliest SEC interpretive releases related to guidance around use of soft dollars and best execution. This hails from 1986.

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-43084; File No. S7-16-00]RIN 3235-AH95Disclosure of Order Routing and Execution PracticesAGENCY:Disclosure of Order Routing and Execution PracticesACTION:Proposed ...