SEC Peirce has questions for the Investor Advisory Committee

"The Committee will discuss a draft recommendation concerning the Commission’s recent digital engagement practices proposal for investment advisers and broker-dealers.  This proposal’s breadth, which the draft highlights, took most observers by surprise"

To view this content, you need to sign in.


You should only be asked to sign in once. Not the case? Click here


Register now to access this content and more for free.

Share this