SEC Operations

SEC IM Director Birdthistle gives insight into how the Commission works

"I am incredibly proud of the Division’s work in the first 16 months of my tenure. During that time, IM’s rulemaking staff have drafted rule proposals and form amendments intended to enhance the regulation of private fund advisers, improve the resiliency of money market funds, set guardrails for cybersecurity risk management, and strengthen Names Rule and ESG Fund disclosures"

Carl Ayers

May 21 2023

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