SEC Chairman Gensler urges comments on the Commission’s regulatory agenda

"For us at the SEC, we have a three-part mission, focused ultimately on making sure that the markets—broker-dealers, the investment advisers, so-called intermediaries in the middle of the market—they serve investors like you and issuers raising money in the markets"

To read this article, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

New to Regulatory Compliance Watch?

Register now to read this article and more for free.