CCO role in creating a SPAC

Tasks such as setting up bank accounts, creating legal entities, obtaining tax ID numbers, finding a transfer agent, scoring D&O insurance for officers, lining up underwriters, assessing conflicts, drafting disclosures, contracting with outside counsel to file the necessary SEC and FINRA forms and hiring an accounting firm to oversee financials

To read this article, you need to sign in.


You should only be asked to sign in once. Not the case? Click here


New to Regulatory Compliance Watch?

Register now to read this article and more for free.