Final Rule: Options Disclosure Document SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 230 [RELEASE NO. 33-8049; File No. S7-19-98] RIN 3235-AH31 OPTIONS DISCLOSURE DOCUMENT Agency: ...
Final Rule: Disclosure of Equity Compensation Plan Information SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 240 and 249 [Release Nos. 33-8048, 34-45189; File ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-45291; File No. S7-02-02] Amendments to Rule 31-1, Securities Transactions Exempt From Transaction Fees AGENCY:Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242 [Release No. 34-43651; File No. S7-12-98] RIN 3235-AH41 Regulation of Alternative Trading Systems; Extension of Temporary Stay of ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 204[Release No. 34-44965]RIN 3235-AI34Debt Collection — Amendments to Collection Rules and Adoption of Wage Garnishment RulesAGENCY:Securities and Exchange Commission.ACTION:Final ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8007; 34-44834; 35-27443; 39-2393; IC-25168]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities and ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR PARTS 1, 41 and 190 RIN 3038-AB76 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44854; File No. ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB71 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242 [Release No. 34-44853; File No. S7-16-01] RIN 3235-A122Customer ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 248, and 249 [Release No. 34-44730; File No. S7-13-01] RIN 3235-AI21 Registration of Broker-Dealers Pursuant to Section 15(b)(11) ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB86 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44743; File No. S7-15-01] RIN 3235-AI24 ...