SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 [Release No. IC-25058; File No. S7-21-99]RIN 3235-AH56 Treatment of Repurchase Agreements and Refunded Securities as ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44626] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 [Release No. 34-44494; File No. S7-12-00] RIN 3235-AH69 Electronic Submission of Securities Transaction Information by Exchange ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-44475; File No. S7-11-01] RIN ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 248, and 249 [Release No. 34-44455; File No. S7-13-01] RIN 3235-AI21 Registration of Broker-Dealers Pursuant to Section 15(b)(11) ...
INTERNATIONAL DISCLOSURE STANDARDS; CORRECTION SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 249 [Release Nos. 33-7983; 34-44406 INTERNATIONAL SERIES RELEASE NO. 1249] FILE NO. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44397] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240 [Release No. 34-44227; File No. S7-17-99]RIN 3235-AH74 Recordkeeping Requirements for Transfer AgentsAGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 275 [Release Nos. IC-24991 and IA-1945; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies ...
Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 Release No. 34-44291; File No. S7-12-01RIN 3235-AI19 Definition of Terms in and Specific Exemptions for Banks, ...