Remarks From the Exchequer Club
Ketchum addresses the fiduciary duty issue and takes aim at the Department of Labor's recent fiduciary duty standard proposal.
SEC Approves Amendments to Require Firms to Identify Transactions with Non-Member Affiliates in TRACE Trade Reports ...
FINRA Requests Comment on Proposed Exemption to the Trading Activity Fee for Proprietary Trading Firms ...
2015 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board
Upcoming FINRA Board of Governors Election Petitions for Candidacy Due: June 11, ...
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