Bill Myers
Study caught regulators' attention year before historic case filed
18 tips to help you ace your next SEC exam, Gensler hits the web, double-talking fees and much more
Knowledge dissolves in information
Safeguards Rule P&Ps, implementation trip up eight firms
Gensler has tough questions for 'stonks' industry
Embattled hedge fund adviser Infinity Q has estimated its exposure to ongoing shareholder suits at nearly $675 million, the firm says in a new statement. ...
Narrative, structural complexities invariably hid higher fees, academics find
Scam began as side-hustle, SEC claims
European and American regulators have reached a new agreement to help each other monitor securities-based swaps dealers. Foreign swaps dealers and “major participants” are required ...
SEC, investors demand more 'horsepower' in private fund shops