Bill Myers
Banking giant Credit Suisse lost $5.5 billion on the collapse of Archegos Capital Management because “of a fundamental failure of management and controls” and in ...
"If firms don’t file it, it’ll certainly stick out," Commission had warned
Twenty-one IAs, six B-Ds settle SEC charges they blew off Form CRS deadlines
Shkreli might've profited by listening to Wu-Tang's lyrics
Agency official sees Oct. 21 for NPRM, full vote by April.
Lieutenants ran boiler room that bilked retail investors, feds claim
Commissioner warns colleagues they're reaching for something that isn't there
Chairman cites "limited transparency" in wake of Archegos scandal
Firms, execs misled on tech, hid founder's national security "threat," Commission claims
B-D kept it clean for 20-plus years, Commission says