Bill Myers
Last domino in Sentinel scheme falls
Fraud spanned globe, feds claim
Why it's never a good idea to ignore compliance, how family values can get out of hand, the risk of riskless transactions, cloud computing challenges, ...
Enforcement may be a case study in what not to do
'Clock is ticking,' Chairman warns
'A regulator who always says "no" is not serving investors well,' Peirce says.
'A lot of fees and potential conflicts inherent,' Chairman says
Case another example in importance of delegating compliance authority
Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.
Unproven theory may make firms hostage to P&Ps, side deals