Whistleblower Program

(a) Whenever a Commission action results in monetary sanctions totaling more than $1,000,000, the Office of the Whistleblower will cause to be published on the ...

(a) If you are eligible to receive an award following a Commission action that results in monetary sanctions totaling more than $1,000,000, you also may ...

(a) The following items constitute the materials that the Commission and the Claims Review Staff may rely upon to make an award determination pursuant to ...

(a) Section 21F of the Exchange Act (15 U.S.C. 78u-6) commits determinations of whether, to whom, and in what amount to make awards to the ...

(a) Any award made pursuant to these rules will be paid from the Securities and Exchange Commission Investor Protection Fund (the “Fund”). (b) A recipient ...

In determining whether the required $1,000,000 threshold has been satisfied (this threshold is further explained in §240.21F-10 of this chapter) for purposes of making any ...

(a) No person may take any action to impede an individual from communicating directly with the Commission staff about a possible securities law violation, including ...

The Securities Whistleblower Incentives and Protection provisions do not provide amnesty to individuals who provide information to the Commission. The fact that you may become ...

(a) Definitions In this section: (1) Covered judicial or administrative action The term “covered judicial or administrative action” means any judicial or administrative action brought ...

(a) Definitions In this section: (1) Covered judicial or administrative action The term “covered judicial or administrative action” means any judicial or administrative action brought ...