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Volcker Rule

Rule clarifies proprietary trading and ownership of hedge or private equity funds
The OCC, Board, FDIC, SEC, and CFTC are adopting amendments to the regulations implementing section 13 of the Bank Holding Company Act. Section 13 contains ...
In another effort to simplify the Volcker rule, five federal regulators – including the SEC and the CFTC – have issued a 504-page final rule ...
The Agencies published a final rule in the Federal Register on July 22, 2019, that adopted final rules to amend regulations implementing Section 13 of ...
Earlier this month, five federal regulatory agencies, including the SEC and CFTC, issued a joint final rule excluding smaller banks from the Volcker rule and ...
The OCC, Board, FDIC, SEC, and CFTC are adopting final rules to amend the regulations implementing the Bank Holding Company Act’s prohibitions and restrictions on ...
It took awhile but the federal agencies united in the Volcker rule finally have published their proposed changes. The Feb. 8thFederal Register reveals the comment ...
The OCC, Board, FDIC, SEC, and CFTC (individually, an Agency, and collectively, the Agencies) are inviting comment on a proposal to amend the regulations implementing ...
In response to requests from commenters regarding issues addressed in the proposal, the public comment period has been extended for 30 days until October 17, ...
The SEC, along with four other federal financial regulatory agencies, has determined to extend by 30 days the comment period for a proposed rule to ...
One view holds that the complex and costly Volcker rule must be changed to more easily permit hedging and market making. The second view fears ...
This spring, CFTC Chairman J. Christopher Giancarlo told Congress he would prefer an unanimous vote to stop the threshold for swap dealer registration from falling ...
Now that the Federal Reserve has approved a 373-page proposal to revise the Volcker rule, fellow regulators – including the SEC and the CFTC – ...
President Trump has sign S. 2155 into law. The bi-partisan financial reform legislation cleared Congress this week. It allows hedge and private equity fund advisers to carry a name matching ...
Treasury Department Secretary Steven Mnuchin believes the regulatory framework for the asset management industry “can be significantly improved.” With the costs of asset management expected ...
If anyone knows the tangled regulatory structure of the U.S. government when it comes to financial services, it’s you. A new report from the Treasury ...
Mark July 21, 2017 on your calendar if you run a proprietary fund owned by a bank. That’s the final date for certain private funds ...
It’s hard to comply with the rules when the regulator’s not transparent about them. Take the idea that CCOs at swaps dealers and futures commission ...
Large banks affiliated with investment advisers should already have figured out if they must halt proprietary trading and divest of their sponsored private funds to ...
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