Swaps

The CCO is responsible for establishing and administering the compliance program that is designed to prevent violations of the obligations of a swap data repository ...

ISDA requests that the Divisions maintain the status quo prior to Brexit by (i) allowing U.S. SDs to continue to treat the UK as one ...

To assist potential applicants for substituted compliance under Rule 3a71-6, staff has prepared guidance regarding applications for substituted compliance

The Final Rule establishes two exemptions from the trade execution requirement for swaps, both of which are linked to the Commission’s exemptions from, and exceptions ...

To alleviate the operational burdens associated with making de minimis margin transfers without resulting in an unacceptable level of uncollateralized credit risk, our rules provide ...

This final rule would add 16 agricultural items and metals to the existing 9 commodities facing position limits, bringing the total to 25

This final rule spells out the granting of exemptions from registration for certain derivatives clearing organization (DCOs)

Without these amendments, market participants would lack meaningful regulatory reference concerning how to perform portfolio reconciliation

The Commission is adopting revisions to the method for calculating AANA for determining whether an FEU has MSE and the timing for compliance with the ...

These final rules would not preclude SEFs from deploying error trade rules and procedures which consider whether a transaction cancellation or price adjustment will adversely ...