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Short Sale Rule
There are some technical and formatting errors with the filing of Form SH via EDGAR, the SEC reports.These errors may affect firms that file Form ...
There are some technical and formatting errors with the filing of Form SH via EDGAR, the SEC reports.These errors may affect firms that file Form ...
A new report from the SEC's inspector general supports critics who have long argued the Commission has failed to enforce rules against abusive short sellers.The ...
A new report from the SEC’s inspector general supports critics who have long argued the Commission has failed to enforce rules against abusive short sellers. ...
Amid talk of a return of the Uptick rule, the SEC has set up a meeting for April 8 to discuss whether to propose short ...
It lasted nearly 70 years before the SEC banished the so-called Uptick rule in 2007 and now - not even two years later - the ...
The numbers don't lie. The SEC took action last year to curtail naked shorting and newly released data by the agency show a dramatic fall ...
Historians may debate the merits of the SEC's actions last fall to temporarily ban short sales of hundreds of securities but academicians are already studying ...
This is a rule governing short selling around a public offering
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240, 241 and 242[Release No. 34-50103; File No. S7-23-03] RIN 3235-AJ00SHORT SALESAGENCY:Securities and Exchange Commission.ACTION:Final rule; Interpretation.SUMMARY:The Securities and ...