Short Sale Rule

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240 and 242[Release No. 34-48709; File No. S7-23-03] RIN 3235-AJ00Short SalesAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The Securities and Exchange Commission ...

This is an SEC no-action letter released in 1999 prompted by Goldman Sachs Asset Management. The letter concerns application of Advisers Act section 206(3). It ...