SEC

Remarks by Commissioner Troy A. Paredes at AICPA Council Spring Meeting, on May 17, 2012 Remarks at AICPA Council Spring Meeting by Commissioner Troy A. ...

Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice, by Commissioners Daniel M. Gallagher and Troy A. Paredes, on May 14, 2012 Statement Regarding ...

Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration by Commissioner Luis ...

SEC Speech: Opening Statement for Title VII Intermediaries Release, by Elisse B. Walter, on April 18, 2012 Opening Statement for Title VII Intermediaries Release — ...

Statement at Open Meeting to Adopt the Joint Final Rule, Joint Interim Final Rule, and Final Interpretations Regarding the Further Definition of “Swap Dealer,” “Security-Based ...

Defining Security-Based Swap Dealers and Major Security-Based Swap Participants Defining Security-Based Swap Dealers and Major Security-Based Swap Participants by Commissioner Luis A. Aguilar U.S. Securities ...

Opening Statement at SEC Open Meeting: Defining Swaps-Related Terms, by Chairman Mary Schapiro, on April 18, 2012 Opening Statement at SEC Open Meeting: Defining Swaps-Related ...

Statement by Commissioner Luis A. Aguilar: Defrauded Investors Deserve Their Day in Court, on April 11, 2012 Statement by Commissioner: Defrauded Investors Deserve Their Day ...

Speech by Commissioner: Why Seniors Are More Vulnerable Now As Targets for Financial Abuse by Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission The ...

Speech by SEC Chairman: Remarks at the SIFMA C&L Conference Speech by SEC Chairman: Remarks at the SIFMA C&L Conference by Chairman Mary L. Schapiro ...