SEC

Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation, by Commissioner Elisse B. Walter, on November 15, 2012 Remarks at the 2012 ...

Remarks During News Conference About Enforcement Actions Against BP, by Robert Khuzami, on November 15, 2012 Remarks During News Conference About Enforcement Actions Against BP ...

SEC Speech: Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation, by Commissioner Troy A. Paredes, on November 15, 2012 Remarks at ...

Remarks at the Financial Stability Oversight Council Meeting Remarks at the Financial Stability Oversight Council Meeting By Chairman Mary L. Schapiro November 13, 2012 Several ...

Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence, by Commissioner Luis Aguilar, on November 15, 2012 Effective Small Business Capital Formation ...

Remarks During News Briefing About SEC-DOJ FCPA Guide, by Robert Khuzami, on November 14, 2012 Remarks During News Briefing About SEC-DOJ FCPA Guide by Robert ...

Conflicts of Interest and Risk Governance Conflicts of Interest and Risk Governance Carlo V. di Florio Director, Office of Compliance Inspections and Examinations1 National Society ...

Remarks at the George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium Remarks at the George Washington University Center for ...

Unfortunately, even after repeated disclosure delinquencies, underwriting continues. And that appears to be more the rule than the exception. The Commission could consider cracking down ...

Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws, by Commissioner Luis Aguilar, on October 18, 2012 Taking a No-Nonsense Approach to Enforcing the ...