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The SEC's rulemaking agenda, tips for complying with Reg BI/Form CRS, the 'Cannibal cop' & the CCO
Reaction to the SEC's advertising proposal, a CCO who faces prison, your peers and social media and much more
New proposed SEC rules on advertising, solicitation, books and records and more
Your Nov. 4, 2019 RCW Weekly Briefing
Your Weekly Briefing

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