Mutual Funds

Satisfying the SEC when it comes to valuation begins with having policies and procedures that are consistent and take into account contingencies, but the job ...

Phone records are behind the SEC's first case involving allegations of insider trading of credit default swaps by a hedge fund. The agency has charged ...

Investments in mutual funds in 2008 dropped 20% to $9.6 trillion from $12 trillion the previous year. The numbers for closed-end funds and UITs suffered ...

Board directors "need to always be vigilant" and question investment advisers about fees and actions that could run counter to investors' interests, said SEC Commissioner ...

This is a final rule released by the SEC in 2009, entitled Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies. ...

As if the current financial picture didn't look bleak enough, the road ahead for baby boomers may be paved with poverty.That was one message emerging ...

Cast this act as almost Madoff-ian. The SEC has filed legal action against a hedge fund manager, claiming Grant Ivan Grieve went to enormous lengths ...

If you needed one more sign that the government's likely to mandate registration of hedge funds, consider a new report from the President's Working Group ...

The effects of last year may linger as mutual fund directors review your contracts. For example, some may move to change or eliminate the expense ...

It's official. The short-form prospectus for mutual funds is now reality with the SEC's release last week of its final rule affecting mutual funds and ...