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Putnam Premier Income Trust – Frank H. Goodson: No-Action letter dated March 14, 2006 Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-8(l) Putnam ...
Putnam High Income Securities Fund – Robert P. Laukat: No-Action letter dated March 14, 2006 Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-8(1) ...
First Great-West Life & Annuity Insurance Company & Canada Life Insurance Company of New York: No-Action Letter / December 22, 2005 Securities Act of 1933 ...
Investment Company Act of 1940 – Section 17(a) GE Institutional Funds December 21, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL GE Institutional Funds DIVISION ...
No-Action Letter under Securities Exchange Act of 1934 – Rule 10A-3 and Form N-SAR and N-CSR The Pioneer Funds December 20, 2005 RESPONSE OF THE ...
Investment Company Act of 1940 – Rule 12b-1 and Section 18(f), 22(d) and 48(a) E*TRADE Securities, LLC November 30, 2005 RESPONSE OF THE OFFICE OF ...
Securities Exchange Act of 1934 – Rule 14a-8(f)(1) Putnam Tax-Free Health Care Fund August 8, 2005 John W. Gerstmayr, Esquire Ropes & Gray LLP One ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-26985; File No. S7-03-04]RIN 3235-AJ05Investment Company GovernanceAGENCY:Securities and Exchange Commission.ACTION:Commission Response to Remand by Court of Appeals.SUMMARY:The ...
Investment Company Act of 1940 – Section 15(a) and 2(a)(20) Mellon Equity Associates, LLP April 1, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...