Form PF

One director compared the existing Form CPO-PQR with “a Jackson Pollock painting” that badly needed updating

The proposal would eliminate the ability to file a Form PF with the SEC to satisfy a CPO’s obligation to file Form CPO-PQR

the proposal would eliminate the pool-specific information currently required to be reported in Schedules B or C of the form

The Commission has been monitoring the effects of COVID-19 and is now extending the exemptions with certain modifications in light of its current understanding of ...

The new order removes two conditions placed on advisers that wished to use the delay

The order, tied to the coronavirus, also extends to Form PF filings

Strings attached if you wish to delay filing Forms ADV and PF

The SEC's Form PF

One takeaway from those 13 advisers that settled with the SEC for failing for years to file Form PFs is to be careful in choosing ...

Six weeks ago, PF Watch predicted a number of advisers would soon settle their SEC enforcement cases for not filing Form PF (PF Watch, April ...