Final Rule Releases

This is an SEC final rule released in July 2011 to foist new reporting requirements on large traders in response to the 2010 “flash crash.”

This final rule from the CFTC establishes a framework for the submission of new products, rules, and rule amendments by designated contract markets (DCMs), derivatives ...

This CFTC final rule removes credit rating references from Commission regulations. This Dodd-Frank reform targets futures commission merchants (FCMs), derivatives clearing organizations (DCOs) and commodity pool ...

These new regulations require routine position reports from clearing organizations, clearing members and swap dealers and also apply to reportable swap trader positions.

This regulations extends privacy provisions to swap dealers and major swap participants.

This is the main SEC rule affecting investment advisers due to the Dodd-Frank reform law. This was passed in June 2011 and appeared in the ...

This interim final rule from July 2011 provides exemptions for security-based swaps due to Dodd-Frank.

This is the SEC's final rule from June 2011 that defines family offices for purposes under the Dodd-Frank law to permit the offices from being ...