Final Rule Releases

This is the SEC's final rule under the Exchange Act expanding the agency's whistleblower program in accordance with Congress's wishes under Dodd-Frank. This was released ...

This final rule codifies relief from certain disclosure, reporting, and recordkeeping requirements that Commission staff previously had issued to these CPOs on a case-by-case basis.

This is the SEC's extension of the principal trading rule. This rule would sunset in 2013.

The SEC's 2010 release adjusting fees for IARD filings.

In this final rule, the SEC extended the compliance deadline from Nov. 10, 2010 until Feb. 28, 2011.

This is the SEC's interim final temporary rule governing the registration of municipal advisors as called for in the Dodd-Frank law. This technically expires in ...

The SEC's final rule from September 2010 that delegates the authority to issue formal orders to its Director of Enforcement. This action formally proscribes a ...