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Exempt Reporting Entities

Disclosure requirements 'problematic,' ILPA says
SEC Chairman Gary Gensler
Lizarraga wild card in deck
SEC Commissioner Crenshaw
Commissioner calls for tiered disclosure regime
In August 2018, a covered associate of Respondent made a campaign contribution to a candidate for elected office in California, which office had influence over ...
Between December 2020 and April 2021, two covered associates of Respondent made campaign contributions to a candidate for elected office in New York, New York, ...
In May 2021, a covered associate of Respondent made a campaign contribution to a candidate for elected office in Massachusetts, which office had influence over ...
Respondents did not undertake a process to determine whether the loans were in the best interests of the lending Funds
Expert sees regulatory jujitsu in Chairman's moves
States take fresh swipe at Reg D
Swindler took in firm's COO, feds claim
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