Employee Retirement Income Security Act (ERISA)

This document extends for 60 days the applicability date of the final regulation, published on April 8, 2016, defining who is a “fiduciary” under the ...

This document proposes to extend for 60 days the applicability date defining who is a “fiduciary” under the Employee Retirement Income Security Act (ERISA) and ...

In ERISA parlance, if you manage investments for a plan you’re either a so-called 3(21) or a 3(38) fiduciary – the numbers originating from ERISA’s ...

The exemption proposed in this document, if granted, would allow certain insurance intermediaries, and the insurance agents and insurance companies they contract with, to receive ...

If Vegas gave odds, the house would bet that the Labor Department’s fiduciary duty rule won’t take effect next April as planned.    Sarah Kelly, ...

Late last Friday, a U.S. District Court Judge in Washington, D.C. sided with the Labor Department and dismissed the National Association for Fixed Annuities’ lawsuit seeking ...

Six months after the Labor Department announced a $10 million settlement with Invesco Trust Company via a press release, the agency has finally released the ...

Clarity on what makes for a level-fee fiduciary. Guidance on what types of compensation arrangements may cross a line. A promise by the Department of ...

With under six months to go before the Labor Department’s fiduciary duty rule becomes applicable (see related story), you now have 34 new FAQs spread ...

Compare the DOL’s BIC Lite with the Full BIC The appearance of the Labor Department’s initial FAQs tied to its fiduciary duty rule (see related ...