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DOL Fiduciary Duty Rule
That’s a lot of information that the Labor Department asks for in its new request for information seeking comments on whether its full fiduciary duty ...
The Employee Benefits Security Administration of the U.S. Department of Labor (the Department) is publishing this Request for Information in connection with its examination of
the ...
With the initial phase of the DOL’s fiduciary duty rule kicking in last month and the rule being on the front burner for months, advisers ...
A peer shares an example of a supplement to a subscription agreement to make ERISA reps and warranties because of the Labor Department's fiduciary duty ...
It could be the industry’s version of Family Feud – and it’s only beginning. SEC Chairman Jay Clayton’s call for comments about whether the ...
Even as the Labor Department takes an initial step that could revise its fiduciary duty rule, the first phase of the rule takes effect. ...
It’s been a virtual blizzard of surveys, economic studies, academic papers and industry comment letters ever since the Department of Labor finalized its fiduciary duty ...
Ten days after new Labor Department Secretary Alex Acosta encouraged the SEC to enter the fray over a uniform fiduciary duty standard for investment advisers ...
Given the June 9 start date of the Labor Department’s fiduciary duty rule (IA Watch, May 23, 2017), here’s a sample of what your peers ...
Two weeks and counting. While the Labor Department won’t delay further next month’s implementation by the industry of “impartial conduct standards” under its fiduciary duty ...